Caterpillar Inc. — Form 5500 filings & benefit plans
Form 5500 plan sponsor summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Caterpillar Inc. (EIN 37-0602744) is a plan sponsor located in Irving, TX with 17 reported benefit plan(s) in the loaded dataset. The latest loaded Form 5500 filing year is 2023.
Company overview (based on loaded 2023 public filings)
- EIN
- 37-0602744
- Location
- Irving, TX
- Loaded plans
- 17
- Total reported participants
- 318,983
- Total reported plan assets (EOY)
- $29,847,320,733
- Plans with financial data
- 8
- Plans with provider compensation
- 8
- Latest filing year
- 2023
Totals aggregate this sponsor's loaded Form 5500 filings only and reflect figures as reported; they are not an audited company total.
Largest loaded plans by reported assets
| Plan | Plan # | Participants | Reported assets (EOY) | Year |
|---|---|---|---|---|
| Caterpillar 401(K) Savings Plan | 035 | 57,635 | $16,496,476,432 | 2023 |
| Caterpillar Inc. Retirement Income Plan | 002 | 40,474 | $9,803,014,695 | 2023 |
| Caterpillar Inc. Non-Contributory Pension Plan | 001 | 25,825 | $2,585,562,875 | 2023 |
| Caterpillar Inc. Tax Deferred Retirement Plan | 033 | 9,682 | $678,518,596 | 2023 |
| Caterpillar Inc. Retiree Benefit Program | 501 | 18,018 | $111,781,898 | 2023 |
| Caterpillar Inc. Retiree Group Insurance Plan | 542 | 8,125 | $74,401,096 | 2023 |
| Caterpillar Global Mining Legacy Hourly Employees' Pension Plan | 039 | 850 | $49,867,423 | 2023 |
| Caterpillar Global Mining Legacy Hourly Employees' Savings Plan | 037 | 481 | $47,697,718 | 2023 |
| Caterpillar Inc. Employee Health, Life And Disability Benefit Program | 541 | 44,718 | not reported in the loaded dataset | 2023 |
| Caterpillar Inc. Employee Assistance Program | 535 | 43,993 | not reported in the loaded dataset | 2023 |
| Caterpillar Inc. Supplemental Unemployment Benefit Plan For Certain Non-Represented Personnel | 539 | 33,353 | not reported in the loaded dataset | 2023 |
| Caterpillar Inc. Business Travel Accident Plan | 503 | 24,324 | not reported in the loaded dataset | 2023 |
Latest loaded filings
| Year | Plan | Participants | Schedules | Filing |
|---|---|---|---|---|
| 2023 | Caterpillar Global Mining Legacy Welfare Plan For Denison Steelworkers (Cgm-Dension) | 134 | — | 20240514134524NAL0063471186001 |
| 2023 | Caterpillar Global Mining Legacy Hourly Employees Welfare Plan | 176 | — | 20240514135126NAL0020839139001 |
| 2023 | Caterpillar Inc. Employee Health, Life And Disability Benefit Program | 44,718 | — | 20240514135345NAL0033274515001 |
| 2023 | Caterpillar Inc. Supplemental Unemployment Benefit Plan For Certain Non-Represented Personnel | 33,353 | — | 20240514135603NAL0033278115001 |
| 2023 | Caterpillar Inc. Disability And Life Insurance Plan For Bargaining Unit Employees A/K/A Group Insurance Plan B | 5,900 | — | 20240514135825NAL0020850227001 |
| 2023 | Caterpillar Inc. Employee Assistance Program | 43,993 | — | 20240514140358NAL0056481984001 |
| 2023 | Caterpillar Inc. Flexible Spending Account Plan | 5,148 | — | 20240514140729NAL0047506609001 |
| 2023 | Caterpillar Inc. Business Travel Accident Plan | 24,324 | — | 20240514141126NAL0033296083001 |