2023 Form 5500 filing — Carteret Management Corporation 401(K) Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20240129080136NAL0021309313001) for Carteret Management Corporation 401(K) Plan, reported by Carteret Management Corporation under EIN 59-1348025 and plan number 101. It reports 120 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20240129080136NAL0021309313001
- Filing year
- 2023
- Form type
- 3
- Plan sponsor
- Carteret Management Corporation
- EIN
- 59-1348025
- Plan number
- 101
- Location
- Tampa, FL
- Participants
- 120
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $673,220
- Total liabilities (EOY)
- $58,149
- Net assets (EOY)
- $615,071
- Employer contributions
- $33,587
- Participant contributions
- $120,716
- Total income / additions
- $231,051
- Benefits paid
- $48,086
- Administrative expenses
- $7,882
- Total expenses
- $55,968
- Net increase / (decrease)
- $175,083
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Tag Resources, LLC | RECORD KEEPER | $5,914 | $0 |
| Transamerica Life Insurance Company | RECORD KEEPER | $3,797 | $0 |
| Transamerica Life Insurance Company | RECORD KEEPER | $3,511 | $0 |
| Transamerica Life Insurance Company | RECORD KEEPER | $1,968 | $0 |
| Tag Resoures, LLC | RECORD KEEPER | $1,605 | $1 |
| Tag Resoures, LLC | RECORD KEEPER | $1,342 | $1 |