2023 Form 5500 filing — Rockwood Capital 401(K) Retirement Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20240611135529NAL0027867729001) for Rockwood Capital 401(K) Retirement Plan, reported by Rockwood Capital, LLC under EIN 20-4855911 and plan number 001. It reports 140 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20240611135529NAL0027867729001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Rockwood Capital, LLC
- EIN
- 20-4855911
- Plan number
- 001
- Location
- San Francisco, CA
- Participants
- 140
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $50,856,002
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $50,856,002
- Employer contributions
- $1,150,685
- Participant contributions
- $1,533,720
- Total income / additions
- $12,335,915
- Benefits paid
- $6,557,263
- Administrative expenses
- $96,243
- Total expenses
- $6,653,506
- Net increase / (decrease)
- $5,682,409
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Global Retirement Partners LLC | INVESTMENT ADVISOR | $50,000 | not reported in the loaded dataset |
| Empower Annuity Insurance Co. | RECORDKEEPER | $36,205 | $0 |
| Empower Advisory Group, LLC | INVESTMENT MANAGEMENT | $21,906 | not reported in the loaded dataset |
| California Retirement Plans | THIRD PARTY ADMIN | $2,300 | $10,000 |