2023 Form 5500 filing — Steven Douglas Associates LLC 401(K) Profit Sharing Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20240709051508NAL0020454384001) for Steven Douglas Associates LLC 401(K) Profit Sharing Plan, reported by Steven Douglas Associates LLC under EIN 82-3141626 and plan number 003. It reports 519 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20240709051508NAL0020454384001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Steven Douglas Associates LLC
- EIN
- 82-3141626
- Plan number
- 003
- Location
- Sunrise, FL
- Participants
- 519
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $19,693,879
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $19,693,879
- Employer contributions
- $228,336
- Participant contributions
- $2,906,863
- Total income / additions
- $6,174,427
- Benefits paid
- $1,200,567
- Administrative expenses
- $82,238
- Total expenses
- $1,284,596
- Net increase / (decrease)
- $4,889,831
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Merrill Lynch Pierce Fenner & Smith | INVESTMENT ADVISOR | $48,340 | $387 |
| Adp, Inc. | RECORD KEEPER | $30,885 | $0 |
| Adp Broker-Dealer | RECORD KEEPER | $0 | $0 |
| Mesirow Financial Investment Manage | INVESTMENT/FINANCIAL ADVI | $0 | $0 |