2023 Form 5500 filing — The Ethan Allen Retirement Savings Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20240710092711NAL0009436899001) for The Ethan Allen Retirement Savings Plan, reported by Ethan Allen Global, Inc. under EIN 20-2991357 and plan number 003. It reports 3,743 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20240710092711NAL0009436899001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Ethan Allen Global, Inc.
- EIN
- 20-2991357
- Plan number
- 003
- Location
- Danbury, CT
- Participants
- 3,743
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $219,259,598
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $219,259,598
- Employer contributions
- $2,326,967
- Participant contributions
- $9,049,968
- Total income / additions
- $47,674,301
- Benefits paid
- $23,337,854
- Administrative expenses
- $368,915
- Total expenses
- $23,748,185
- Net increase / (decrease)
- $23,926,116
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Empower Retirement | RECORDKEEPER | $247,696 | $0 |
| Empower Advisory Group, LLC | INVESTMENT MANAGEMENT | $174,154 | not reported in the loaded dataset |
| Cohnreznick Llp | AUDITOR | $38,595 | not reported in the loaded dataset |
| Lockton Companies LLC | OTHER | $31,435 | not reported in the loaded dataset |
| Capfinancial Partners LLC | INVESTMENT ADVISOR | $26,500 | not reported in the loaded dataset |
| Jackson Lewis Pc | OTHER | $12,356 | not reported in the loaded dataset |
| The Mandmarblestone Group LLC | TPA | $1,000 | not reported in the loaded dataset |
| Qdro Consultant Company, LLC | OTHER | $600 | not reported in the loaded dataset |