2023 Form 5500 filing — 9dot 401(K) Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20240715085053NAL0000707715003) for 9dot 401(K) Plan, reported by 9dot Education Solutions, LLC under EIN 37-1663300 and plan number 001. It reports 2,288 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20240715085053NAL0000707715003
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- 9dot Education Solutions, LLC
- EIN
- 37-1663300
- Plan number
- 001
- Location
- Pasadena, CA
- Participants
- 2,288
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $53,543,345
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $53,543,345
- Employer contributions
- $4,633,063
- Participant contributions
- $1,566,436
- Total income / additions
- $14,702,579
- Benefits paid
- $1,839,452
- Administrative expenses
- $192,411
- Total expenses
- $2,031,863
- Net increase / (decrease)
- $12,670,716
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Empower Annuity Insurance Company | RECORDKEEPER | $130,480 | $0 |
| Kestra Investment Services LLC | BROKER/ADVISER | $0 | $53,302 |
| Truog-Ryding Company Inc. | CONTRACT ADMIN | $22,845 | $10,000 |
| Pension Assurance Llp | OTHER | $15,000 | $0 |
| 3 38 Investment Fiduciaries Inc | INVESTMENT ADVISOR | $13,634 | $0 |
| Empower Advisory Group, LLC | INVESTMENT MGMT | $10,453 | $0 |