2023 Form 5500 filing — Yum Brands 401k Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20240725141152NAL0009331267001) for Yum Brands 401k Plan, reported by Yum Brands, Inc. under EIN 13-3951308 and plan number 003. It reports 24,258 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20240725141152NAL0009331267001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Yum Brands, Inc.
- EIN
- 13-3951308
- Plan number
- 003
- Location
- Louisville, KY
- Participants
- 24,258
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $911,059,058
- Total liabilities (EOY)
- $150,432
- Net assets (EOY)
- $910,908,626
- Employer contributions
- $21,599,121
- Participant contributions
- $40,371,559
- Total income / additions
- $176,935,882
- Benefits paid
- $74,588,271
- Administrative expenses
- $846,501
- Total expenses
- $75,434,772
- Net increase / (decrease)
- $101,501,110
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Voya Advisors LLC | CONTRACTUAL | $476,660 | not reported in the loaded dataset |
| Voya Institutional Plan Services | RECORDKEEPER | $342,551 | $0 |
| Newport Trust Company | CONTRACTUAL | $175,000 | not reported in the loaded dataset |
| State Street Bank And Trust Co | DIRECTED TRUSTEE | $122,101 | $0 |
| State Street Global Advisors Trust | CONTRACTUAL | $66,648 | $0 |
| Alliance Bernstein | CONTRACTUAL | $26,253 | not reported in the loaded dataset |