2023 Form 5500 filing — Caes 401(K) Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20240827125027NAL0010633265001) for Caes 401(K) Plan, reported by Caes Systems LLC under EIN 88-2464197 and plan number 001. It reports 5,803 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20240827125027NAL0010633265001
- Filing year
- 2023
- Form type
- 3
- Plan sponsor
- Caes Systems LLC
- EIN
- 88-2464197
- Plan number
- 001
- Location
- San Jose, CA
- Participants
- 5,803
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $764,868,532
- Total liabilities (EOY)
- $19
- Net assets (EOY)
- $764,868,513
- Employer contributions
- $10,783,095
- Participant contributions
- $24,771,206
- Total income / additions
- $178,608,373
- Benefits paid
- $77,879,303
- Administrative expenses
- -$3,347
- Total expenses
- $77,953,439
- Net increase / (decrease)
- $100,654,934
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Precept Advisory Group LLC | INVESTMENT ADVISOR | $150,020 | not reported in the loaded dataset |
| Strategic Advisors, Inc. | ADVISOR | $148,958 | not reported in the loaded dataset |
| Tronconi Segarra & Associates | ACCOUNTANT/AUDITOR | $37,800 | not reported in the loaded dataset |
| H.R. Advisors Inc | CONSULTANT | $27,500 | not reported in the loaded dataset |
| Fidelity Investments Institutional | RECORDKEEPER | -$365,227 | $0 |