2023 Form 5500 filing — Edward Ferrell & Lewis Mittman 401(K) Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20240912081619NAL0018340658001) for Edward Ferrell & Lewis Mittman 401(K) Plan, reported by Dfp, Inc. Dba Edward Ferrell & Lewis Mittman under EIN 56-1533604 and plan number 001. It reports 126 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20240912081619NAL0018340658001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Dfp, Inc. Dba Edward Ferrell & Lewis Mittman
- EIN
- 56-1533604
- Plan number
- 001
- Location
- High Point, NC
- Participants
- 126
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $1,061,343
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $1,061,343
- Employer contributions
- $110
- Participant contributions
- $63,381
- Total income / additions
- $140,376
- Benefits paid
- $245,188
- Administrative expenses
- $33,513
- Total expenses
- $278,701
- Net increase / (decrease)
- -$138,325
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Sharrard, Mcgee & Co., P.A. | NONE | $21,000 | not reported in the loaded dataset |
| First Citizens Bank & Trust Company | NONE | $7,925 | not reported in the loaded dataset |
| Epic Advisors, Inc. | NONE | $4,588 | $0 |
| Charles Schwab & Co., Inc. | NONE | $0 | $0 |