2023 Form 5500 filing — Compliance Science, Inc. 401(K) Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20240917104216NAL0002664561001) for Compliance Science, Inc. 401(K) Plan, reported by Compliance Science, Inc. under EIN 02-0693753 and plan number 001. It reports 397 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20240917104216NAL0002664561001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Compliance Science, Inc.
- EIN
- 02-0693753
- Plan number
- 001
- Location
- New York, NY
- Participants
- 397
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $12,672,359
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $12,672,359
- Employer contributions
- $288,403
- Participant contributions
- $2,314,569
- Total income / additions
- $4,972,287
- Benefits paid
- $2,150,007
- Administrative expenses
- $64,518
- Total expenses
- $2,215,390
- Net increase / (decrease)
- $2,756,897
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Principal Life Insurance Company | CONTRACT ADMINISTRATOR | $64,517 | $0 |
| Mml Investors | INVESTMENT ADVISORY | $0 | $31,634 |
| The Angell Pension Group Inc | THIRD PARTY ADMIN | $0 | $5,361 |
| Morningstar Investment Management L | INV ADV, PARTICIPANTS | $0 | $0 |