2023 Form 5500 filing — Ubs Financial Services Inc Of Puerto Rico Savings Plus Plan Trust
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20240917170526NAL0003139393001) for Ubs Financial Services Inc Of Puerto Rico Savings Plus Plan Trust, reported by Ubs Financial Services Inc. under EIN 13-2638166 and plan number 003. It reports 223 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20240917170526NAL0003139393001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Ubs Financial Services Inc.
- EIN
- 13-2638166
- Plan number
- 003
- Location
- Weehawken, NJ
- Participants
- 223
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $53,336,010
- Total liabilities (EOY)
- $3,195
- Net assets (EOY)
- $53,332,815
- Employer contributions
- $1,185,500
- Participant contributions
- $1,412,108
- Total income / additions
- $11,219,289
- Benefits paid
- $3,685,962
- Administrative expenses
- $23,175
- Total expenses
- $3,709,137
- Net increase / (decrease)
- $7,510,152
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Pershing LLC | NONE | $0 | $19,419 |
| Northern Trust Company | TRUSTEE | $12,370 | $0 |
| Eagle Capital Management, LLC | NONE | $8,562 | $0 |
| Alight Financial Solutions, LLC | BROKER | $0 | $7,812 |