2023 Form 5500 filing — Clare Rose, Inc. Union 401(K) Plan

Plain-English filing summary

According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20240918130731NAL0001715203001) for Clare Rose, Inc. Union 401(K) Plan, reported by Clare Rose, Inc. under EIN 11-2036262 and plan number 004. It reports 144 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).

Form 5500 2 · 2023

Filing snapshot

Net assets (EOY)$0Reported net assets

Participants144

Provider compensation$71.5K3 Schedule C row(s)$71,510

Schedules filedSchedule H, Schedule CLoaded schedules

EFAST2 acknowledgement: 20240918130731NAL0001715203001
Plan sponsor: Clare Rose, Inc.
EIN: 11-2036262
Plan number: 004
Location: East Yaphank, NY
Received date: not reported in the loaded dataset

How to read this filing

This is a single annual Form 5500 filing, identified by its EFAST2 acknowledgement id.
Schedule chips (Sch H / I / C) show which schedules this filing includes.
Net assets = total assets minus total liabilities (Schedule H/I).
Fields a filing did not report are labeled not reported in the loaded dataset — never estimated.
For the plan's full history, open the plan profile.

Schedule H · 2023

Reported financial snapshot

Reported figures as filed, in whole dollars. Only fields the filing reports are shown.

Money in vs. money out

Total income / additions$410.7K

Total expenses$6.2M

Benefits paid / distributions$6.2M

Contributions

Employer$0

Participant$170.6K

Full reported line items

Total assets (EOY): $0
Total liabilities (EOY): $0
Net assets (EOY): $0
Employer contributions: $0
Participant contributions: $170,642
Total income / additions: $410,664
Benefits paid: $6,173,934
Administrative expenses: $71,510
Total expenses: $6,245,444
Net increase / (decrease): -$5,834,780

Schedule C

Reported service provider compensation

Compensation reported on the 2023 filing, ranked by reported total.

1
Empower Life & Annuity Insurance Co$60.1K
RECORDKEEPER · Direct $60.1K · Indirect $0
2
Merrill Lynch Pierce Fenner & Smith$11K
INVESTMENT ADVISOR · Direct $11K
3
Empower Advisory Group, LLC$410
INVESTMENT MGMT · Direct $410

What to inspect next

Frequently asked questions

What does EFAST2 acknowledgement 20240918130731NAL0001715203001 cover?: It is the 2023 Form 5500 filing for Clare Rose, Inc. Union 401(K) Plan, reported by Clare Rose, Inc. (EIN 11-2036262).
Which Form 5500 schedules are attached to this 2023 filing?: Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).