2023 Form 5500 filing — Southwest Airlines Pilots Retirement Savings Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20240918161040NAL0001799651002) for Southwest Airlines Pilots Retirement Savings Plan, reported by Southwest Airlines Company under EIN 74-1563240 and plan number 003. It reports 10,935 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20240918161040NAL0001799651002
- Filing year
- 2023
- Form type
- 3
- Plan sponsor
- Southwest Airlines Company
- EIN
- 74-1563240
- Plan number
- 003
- Location
- Dallas, TX
- Participants
- 10,935
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $9,142,389,510
- Net assets (EOY)
- $9,142,389,510
- Employer contributions
- $355,104,306
- Participant contributions
- $197,637,791
- Total income / additions
- $1,915,584,722
- Benefits paid
- $350,619,969
- Administrative expenses
- $5,640,489
- Total expenses
- $356,971,177
- Net increase / (decrease)
- $1,558,613,545
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Smith Anglin Financial LLC | NONE | $1,492,335 | not reported in the loaded dataset |
| Leading Edge | NONE | $660,770 | not reported in the loaded dataset |
| Total Investment Management In | NONE | $455,684 | not reported in the loaded dataset |
| Fisher Investments | NONE | $443,936 | not reported in the loaded dataset |
| Schwab Retirement Plan Services,Inc | NONE | $360,145 | not reported in the loaded dataset |
| Mountain Capital Investment Ad | NONE | $221,583 | not reported in the loaded dataset |
| Symphony Risk Solutions, LLC | NONE | $204,926 | not reported in the loaded dataset |
| Callan LLC | NONE | $190,000 | not reported in the loaded dataset |
| Charles Schwab And Co.,Inc. | NONE | $158,566 | $20 |
| Guidespring Wealth Strategies | NONE | $127,734 | not reported in the loaded dataset |
| Hamilton Capital LLC | NONE | $110,132 | not reported in the loaded dataset |
| Act Wealth Management LLC | NONE | $102,164 | not reported in the loaded dataset |
| Prudent Man Investment Managem | NONE | $75,331 | not reported in the loaded dataset |
| Stonebridge Capital Advisors L | NONE | $67,138 | not reported in the loaded dataset |
| Allworth Financial, L.P. | NONE | $41,501 | not reported in the loaded dataset |
| Symphony Financial Ltd. Co | NONE | $38,526 | not reported in the loaded dataset |
| Arista Wealth Management LLC | NONE | $37,538 | not reported in the loaded dataset |
| Creative Planning LLC | NONE | $34,058 | not reported in the loaded dataset |
| White Wing Wealth Management L | NONE | $33,685 | not reported in the loaded dataset |
| Abound Wealth Management LLC | NONE | $33,546 | not reported in the loaded dataset |
| Beacon Pointe Advisors LLC | NONE | $32,798 | not reported in the loaded dataset |
| Hightower Advisors LLC | NONE | $32,737 | not reported in the loaded dataset |
| Avion Wealth LLC | NONE | $31,359 | not reported in the loaded dataset |
| Two West Capital Advisors LLC | NONE | $31,357 | not reported in the loaded dataset |
| Capital Advisors Inc | NONE | $30,331 | not reported in the loaded dataset |
| Weaver And Tidwell Llp | NONE | $26,780 | not reported in the loaded dataset |
| Whalen Wealth Management Inc | NONE | $24,697 | not reported in the loaded dataset |
| Wealthpoint Advisors LLC | NONE | $22,950 | not reported in the loaded dataset |
| J V Bruni And Company | NONE | $22,834 | not reported in the loaded dataset |
| Brinker Capital Investments Ll | NONE | $21,814 | not reported in the loaded dataset |
| Signature Investment Advisors | NONE | $21,744 | not reported in the loaded dataset |
| Envestnet Asset Management Inc | NONE | $20,490 | not reported in the loaded dataset |
| Clear Sky Financial Lp | NONE | $20,323 | not reported in the loaded dataset |
| Orion Portfolio Solutions LLC | NONE | $18,699 | not reported in the loaded dataset |
| Cap Partners LLC | NONE | $18,351 | not reported in the loaded dataset |
| Financial Engines Advisors LLC | NONE | $17,850 | not reported in the loaded dataset |
| Hhm Wealth Advisors LLC | NONE | $17,437 | not reported in the loaded dataset |
| Financial Engines Advisors LLC | NONE | $16,740 | not reported in the loaded dataset |
| Purpose Comprehensive Wealth | NONE | $16,454 | not reported in the loaded dataset |
| Wealth Enhancement Advisory Se | NONE | $15,924 | not reported in the loaded dataset |
| Johnson Wealth Inc | NONE | $15,703 | not reported in the loaded dataset |
| Aviator Financial Consulting L | NONE | $15,202 | not reported in the loaded dataset |
| Access Wealth Management Inc | NONE | $13,980 | not reported in the loaded dataset |
| Corient Private Wealth LLC | NONE | $13,579 | not reported in the loaded dataset |
| Maloon Powers Pitre & Higgins | NONE | $13,399 | not reported in the loaded dataset |
| Private Management Group Inc | NONE | $13,353 | not reported in the loaded dataset |
| Regal Investment Advisors LLC | NONE | $13,352 | not reported in the loaded dataset |
| Laurelhurst Asset Management L | NONE | $13,169 | not reported in the loaded dataset |
| Morningstar Investment Service | NONE | $12,963 | not reported in the loaded dataset |
| Mai Capital Management LLC | NONE | $12,959 | not reported in the loaded dataset |
| Bip Wealth LLC | NONE | $12,805 | not reported in the loaded dataset |
| Townsquare Capital LLC | NONE | $12,588 | not reported in the loaded dataset |
| Flexible Plan Investments Ltd | NONE | $12,114 | not reported in the loaded dataset |
| Eubel Brady & Suttman Asset Ma | NONE | $11,834 | not reported in the loaded dataset |
| Woodley Farra Manion Portfolio | NONE | $11,634 | not reported in the loaded dataset |
| Invest Smart Usa Inc | NONE | $11,629 | not reported in the loaded dataset |
| Smartx Advisory Solutions LLC | NONE | $11,362 | not reported in the loaded dataset |
| Rcs Financial Planning LLC | NONE | $11,321 | not reported in the loaded dataset |
| Envision Financial Services & | NONE | $11,182 | not reported in the loaded dataset |
| Capital Insight Partners LLC | NONE | $10,887 | not reported in the loaded dataset |
| Berkshire Money Management Inc | NONE | $10,204 | not reported in the loaded dataset |
| Madison Partners | NONE | $10,201 | not reported in the loaded dataset |
| Mccartney Wealth Management Ll | NONE | $9,959 | not reported in the loaded dataset |
| Carlton Hofferkamp And Jenks W | NONE | $9,800 | not reported in the loaded dataset |
| Diamond Head Financial Advisor | NONE | $9,693 | not reported in the loaded dataset |
| Ratio Wealth Group LLC | NONE | $9,686 | not reported in the loaded dataset |
| Morningstar Investment Service | NONE | $9,591 | not reported in the loaded dataset |
| Axxcess Wealth Management LLC | NONE | $9,472 | not reported in the loaded dataset |
| Stratos Wealth Advisors LLC | NONE | $9,281 | not reported in the loaded dataset |
| Harvard Avenue Consultants LLC | NONE | $8,896 | not reported in the loaded dataset |
| Perigon Wealth Management LLC | NONE | $8,694 | not reported in the loaded dataset |
| Van Hulzen Asset Management | NONE | $8,618 | not reported in the loaded dataset |
| Lpl Financial LLC | NONE | $8,393 | not reported in the loaded dataset |
| Asset Strategy Advisors LLC | NONE | $8,251 | not reported in the loaded dataset |
| Texas Bank And Trust Company | NONE | $8,223 | not reported in the loaded dataset |
| Kondracki Advisory LLC | NONE | $8,033 | not reported in the loaded dataset |
| Independent Financial Partners | NONE | $7,973 | not reported in the loaded dataset |
| Webb Financial Group LLC | NONE | $7,736 | not reported in the loaded dataset |
| Trustwell Financial Advisors L | NONE | $7,310 | not reported in the loaded dataset |
| Zwj Investment Counsel Inc | NONE | $6,974 | not reported in the loaded dataset |
| Clark Wealth Partners LLC | NONE | $6,875 | not reported in the loaded dataset |
| Avidian Wealth Solutions LLC | NONE | $6,761 | not reported in the loaded dataset |
| Summit Global Investments LLC | NONE | $6,275 | not reported in the loaded dataset |
| Buckingham Strategic Partners | NONE | $6,192 | not reported in the loaded dataset |
| Fpc Investment Advisory Inc | NONE | $6,191 | not reported in the loaded dataset |
| Transform Wealth LLC | NONE | $6,021 | not reported in the loaded dataset |
| Waterloo Capital Lp | NONE | $5,823 | not reported in the loaded dataset |
| Brookwood Investment Group LLC | NONE | $5,475 | not reported in the loaded dataset |
| Cortland Associates, Inc | NONE | $5,343 | not reported in the loaded dataset |
| Bonfire Financial LLC | NONE | $5,255 | not reported in the loaded dataset |
| Falcon Wealth Planning Inc | NONE | $5,198 | not reported in the loaded dataset |