2023 Form 5500 filing — University Otolaryngologists, Inc. 401(K) Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20240930095035NAL0010858002001) for University Otolaryngologists, Inc. 401(K) Plan, reported by University Otolaryngologists, Inc. under EIN 31-0682633 and plan number 001. It reports 325 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20240930095035NAL0010858002001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- University Otolaryngologists, Inc.
- EIN
- 31-0682633
- Plan number
- 001
- Location
- Columbus, OH
- Participants
- 325
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $56,541,395
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $56,541,395
- Employer contributions
- $1,662,032
- Participant contributions
- $1,396,708
- Total income / additions
- $11,686,897
- Benefits paid
- $3,638,706
- Administrative expenses
- $185,515
- Total expenses
- $3,824,221
- Net increase / (decrease)
- $7,862,676
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Nationwide | INVEST. MGR | $74,864 | $652 |
| Allianz | INVEST MGR | $53,846 | not reported in the loaded dataset |
| Equitable Advisors LLC | INVEST MGR | $0 | $35,278 |
| Raymond James Financial Services | INVEST MGR | $31,997 | not reported in the loaded dataset |
| Blue Benefits Consulting | TPA | $25,872 | not reported in the loaded dataset |
| Charles Schwab | INVEST. MGR | $21,104 | not reported in the loaded dataset |
| Jackson National Life Insurance Com | INVEST MGR | $12,151 | not reported in the loaded dataset |
| Prudential Securities | INVEST MGR | $11,338 | not reported in the loaded dataset |
| Morgan Stanley | INVEST MGR | $8,033 | not reported in the loaded dataset |
| Merrill Lynch | INVEST MGR | $5,055 | not reported in the loaded dataset |