2023 Form 5500 filing — Tapia Brothers 401k
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241001180939NAL0003506147001) for Tapia Brothers 401k, reported by Tapia Brothers under EIN 95-3965613 and plan number 001. It reports 328 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
Form 5500 2 · 2023
Filing snapshot
Net assets (EOY)$4MReported net assets$4,001,120
Participants328
Provider compensation$21.6K5 Schedule C row(s)$21,626
Schedules filedSchedule H, Schedule CLoaded schedules
- EFAST2 acknowledgement
- 20241001180939NAL0003506147001
- Plan sponsor
- Tapia Brothers
- EIN
- 95-3965613
- Plan number
- 001
- Location
- Maywood, CA
- Received date
- not reported in the loaded dataset
Schedule H · 2023
Reported financial snapshot
Reported figures as filed, in whole dollars. Only fields the filing reports are shown.
Reported balance (end of year)$4M total assets
Net assets$4MLiabilities$0
Full reported line items
- Total assets (EOY)
- $4,001,120
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $4,001,120
- Employer contributions
- $285,034
- Participant contributions
- $466,225
- Total income / additions
- $1,053,546
- Benefits paid
- $75,839
- Administrative expenses
- $381
- Total expenses
- $77,557
- Net increase / (decrease)
- $975,989
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Emanuel Avina Dba Avina Financial | INVESTMENT ADVISOR | $17,322 | not reported in the loaded dataset |
| Catalina Capital Group LLC | INVESTMENT MGMT | $2,408 | not reported in the loaded dataset |
| Dyatech, LLC | CONTRACT ADMIN | $1,015 | $0 |
| Empower Annuity Insurance Co Of Ame | RECORD KEEPER | $854 | $0 |
| Empower Advisory Group, LLC | INVESTMENT MGMT | $27 | not reported in the loaded dataset |