2023 Form 5500 filing — Northern Plains Railroad, Inc. 401(K) Profit Sharing Plan

Plain-English filing summary

According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241002081251NAL0014559200001) for Northern Plains Railroad, Inc. 401(K) Profit Sharing Plan, reported by Northern Plains Railroad, Inc. under EIN 45-0445434 and plan number 001. It reports 202 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).

EFAST2 acknowledgement
20241002081251NAL0014559200001
Filing year
2023
Form type
2
Plan sponsor
Northern Plains Railroad, Inc.
EIN
45-0445434
Plan number
001
Location
Fordville, ND
Participants
202
Schedules available
Schedule H, Schedule C
Received date
not reported in the loaded dataset

Reported financial snapshot (2023)

Total assets (EOY)
$8,271,300
Total liabilities (EOY)
$0
Net assets (EOY)
$8,271,300
Employer contributions
$264,692
Participant contributions
$569,934
Total income / additions
$2,097,843
Benefits paid
$368,986
Administrative expenses
$54,429
Total expenses
$423,415
Net increase / (decrease)
$1,674,428
Schedule source
Schedule H

Reported service provider compensation (Schedule C)

Compensation reported on the 2023 filing
ProviderServiceDirect comp.Indirect comp.
Empower Annuity Insurance CompanyRECORDKEEPER$28,221$0
Morgan StanleyINVESTMENT ADVISOR$22,033not reported in the loaded dataset
Morgan Stanley Smith Barney LLCBROKER/ADVISOR$0$19,204
Ascensus Holdings IncCONTRACT ADMINISTRATOR$1,381$6,971
Empower Advisory Group, LLCINVESTMENT MGMT$2,571not reported in the loaded dataset
Morgan Stanley InsuranceBROKER/ADVISOR$0$392

Related Form 5500 pages