2023 Form 5500 filing — Tropical Smoothie Cafe, LLC 401(K) Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241002152805NAL0004980787001) for Tropical Smoothie Cafe, LLC 401(K) Plan, reported by Tropical Smoothie Cafe, LLC under EIN 37-1696565 and plan number 001. It reports 140 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241002152805NAL0004980787001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Tropical Smoothie Cafe, LLC
- EIN
- 37-1696565
- Plan number
- 001
- Location
- Atlanta, GA
- Participants
- 140
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $8,492,639
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $8,492,639
- Employer contributions
- $511,870
- Participant contributions
- $1,123,578
- Total income / additions
- $3,048,691
- Benefits paid
- $920,518
- Administrative expenses
- $29,417
- Total expenses
- $949,935
- Net increase / (decrease)
- $2,098,756
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Erisa Services Inc | CONTRACT ADMIN | $0 | $20,528 |
| Pensionmark Financial Group LLC | INVESTMENT ADVISOR | $8,505 | not reported in the loaded dataset |
| Pensionmark Financial Group LLC | INVESTMENT ADVISORY | $6,250 | not reported in the loaded dataset |
| Empower Annuity Insurance Company | RECORDKEEPER | $3,068 | $0 |
| Transamerica Life Ins, Co | RECORDKEEPER | $905 | $0 |
| Retirement Plan Administrators, LLC | RECORDKEEPER | $850 | $0 |