2023 Form 5500 filing — Caltech Base Retirement Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241007121003NAL0007555779001) for Caltech Base Retirement Plan, reported by California Institute Of Technology under EIN 95-1643307 and plan number 002. It reports 21,679 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241007121003NAL0007555779001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- California Institute Of Technology
- EIN
- 95-1643307
- Plan number
- 002
- Location
- Pasadena, CA
- Participants
- 21,679
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $4,792,181,822
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $4,792,181,822
- Employer contributions
- $149,595,542
- Participant contributions
- $12,985,327
- Total income / additions
- $813,206,017
- Benefits paid
- $220,729,348
- Administrative expenses
- $542,976
- Total expenses
- $221,399,976
- Net increase / (decrease)
- $591,806,041
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Mercer Investments LLC | NONE | $361,531 | not reported in the loaded dataset |
| Anavure Inc. | NONE | $137,372 | not reported in the loaded dataset |
| Tiaa | NONE | $29,373 | $0 |
| Miller Kaplan Arase Llp | NONE | $14,700 | not reported in the loaded dataset |