2023 Form 5500 filing — Compliance 401(K) Multiple Employer Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241008114336NAL0017487073001) for Compliance 401(K) Multiple Employer Plan, reported by Vanguard Resources under EIN 75-2643330 and plan number 002. It reports 268 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241008114336NAL0017487073001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Vanguard Resources
- EIN
- 75-2643330
- Plan number
- 002
- Location
- Spring Branch, TX
- Participants
- 268
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $3,169,939
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $3,169,939
- Employer contributions
- $195,080
- Participant contributions
- $307,948
- Total income / additions
- $1,164,946
- Benefits paid
- $319,263
- Administrative expenses
- $19,336
- Total expenses
- $338,599
- Net increase / (decrease)
- $826,347
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Ameritas | RECORDKEEPER | $0 | $12,052 |
| Stadion | SERVICE PROVIDER | $0 | $2,771 |
| Economic Group Pension Service | TPA | $0 | $1,619 |
| Mesirow | SERVICE PROVIDER | $0 | $1,348 |