2023 Form 5500 filing — First Trust Portfolios L.P. 401(K) Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241009093116NAL0018093185001) for First Trust Portfolios L.P. 401(K) Plan, reported by First Trust Portfolios L.P. under EIN 36-3768815 and plan number 001. It reports 1,072 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241009093116NAL0018093185001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- First Trust Portfolios L.P.
- EIN
- 36-3768815
- Plan number
- 001
- Location
- Wheaton, IL
- Participants
- 1,072
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $295,272,366
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $295,272,366
- Employer contributions
- $3,227,063
- Participant contributions
- $18,435,978
- Total income / additions
- $69,742,315
- Benefits paid
- $9,294,507
- Administrative expenses
- $46,576
- Total expenses
- $9,341,083
- Net increase / (decrease)
- $60,401,232
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Oneamerica Retirement Services LLC | NONE | $33,255 | not reported in the loaded dataset |
| Pine Valley Investment | NONE | $6,379 | not reported in the loaded dataset |
| Matrix Trust Company | NONE | $0 | $0 |