2023 Form 5500 filing — Applied Optoelectronics, Inc. 401(K) Plan

Plain-English filing summary

According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241009165303NAL0018781025001) for Applied Optoelectronics, Inc. 401(K) Plan, reported by Applied Optoelectronics, Inc. under EIN 76-0533927 and plan number 001. It reports 505 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).

Form 5500 2 · 2023

Filing snapshot

Net assets (EOY)$33.5MReported net assets$33,487,479
Participants505
Provider compensation$52.9K3 Schedule C row(s)$52,861
Schedules filedSchedule H, Schedule CLoaded schedules
EFAST2 acknowledgement
20241009165303NAL0018781025001
Plan sponsor
Applied Optoelectronics, Inc.
EIN
76-0533927
Plan number
001
Location
Sugar Land, TX
Received date
not reported in the loaded dataset
How to read this filing
  • This is a single annual Form 5500 filing, identified by its EFAST2 acknowledgement id.
  • Schedule chips (Sch H / I / C) show which schedules this filing includes.
  • Net assets = total assets minus total liabilities (Schedule H/I).
  • Fields a filing did not report are labeled not reported in the loaded dataset — never estimated.
  • For the plan's full history, open the plan profile.
Schedule H · 2023

Reported financial snapshot

Reported figures as filed, in whole dollars. Only fields the filing reports are shown.

Reported balance (end of year)$33.5M total assets
Net assets$33.5MLiabilities$892
Money in vs. money out
Total income / additions$7.8M
Total expenses$1.8M
Benefits paid / distributions$1.7M
Contributions
Employer$896.1K
Participant$2.3M
Full reported line items
Total assets (EOY)
$33,488,371
Total liabilities (EOY)
$892
Net assets (EOY)
$33,487,479
Employer contributions
$896,103
Participant contributions
$2,322,382
Total income / additions
$7,818,709
Benefits paid
$1,745,346
Administrative expenses
$21,354
Total expenses
$1,767,592
Net increase / (decrease)
$6,051,117
Schedule C

Reported service provider compensation

Compensation reported on the 2023 filing, ranked by reported total.

  1. 1
    SERVICE PROVIDER · Direct $0 · Indirect $33.3K
  2. 2
    TPA SERVICES · Direct $0 · Indirect $14.3K
  3. 3
    SERVICE PROVIDER · Direct $5.3K · Indirect $0

What to inspect next

Frequently asked questions

What does EFAST2 acknowledgement 20241009165303NAL0018781025001 cover?
It is the 2023 Form 5500 filing for Applied Optoelectronics, Inc. 401(K) Plan, reported by Applied Optoelectronics, Inc. (EIN 76-0533927).
Which Form 5500 schedules are attached to this 2023 filing?
Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).

Related Form 5500 pages