2023 Form 5500 filing — Marshall & Sterling Enterprises, Inc. 401(K) Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241010101036NAL0011362851001) for Marshall & Sterling Enterprises, Inc. 401(K) Plan, reported by Marshall & Sterling Enterprises, Inc. under EIN 14-1769290 and plan number 004. It reports 650 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241010101036NAL0011362851001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Marshall & Sterling Enterprises, Inc.
- EIN
- 14-1769290
- Plan number
- 004
- Location
- Poughkeepsie, NY
- Participants
- 650
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $60,961,556
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $60,961,556
- Employer contributions
- $1,894,699
- Participant contributions
- $3,958,724
- Total income / additions
- $14,415,943
- Benefits paid
- $3,692,528
- Administrative expenses
- $75,784
- Total expenses
- $4,194,207
- Net increase / (decrease)
- $10,221,736
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Fidelity Investments Institutional | RECORDKEEPER | $50,701 | $0 |
| Lpl Financial LLC | ADVISOR | $25,083 | not reported in the loaded dataset |