2023 Form 5500 filing — Schlotterbeck & Foss 401(K) Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241011112825NAL0021760001005) for Schlotterbeck & Foss 401(K) Plan, reported by Schlotterbeck & Foss Company under EIN 20-0272422 and plan number 001. It reports 246 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241011112825NAL0021760001005
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Schlotterbeck & Foss Company
- EIN
- 20-0272422
- Plan number
- 001
- Location
- Westbrook, ME
- Participants
- 246
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $5,364,020
- Net assets (EOY)
- $5,364,020
- Employer contributions
- $194,569
- Participant contributions
- $489,464
- Total income / additions
- $1,617,613
- Benefits paid
- $551,164
- Administrative expenses
- $65,900
- Total expenses
- $617,064
- Net increase / (decrease)
- $1,000,549
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Empower Annuity Insurance Company O | RECORDKEEPER | $22,653 | $0 |
| Valmark Advisors Inc | INVESTMENT ADVISOR | $20,705 | $0 |
| Downeast Pension Services, Inc. | CONTRACT ADMIN. | $1,850 | $4,587 |
| Empower Advisory Group, LLC | INVESTMENT MGMT. | $670 | $0 |