2023 Form 5500 filing — Roth Bros., Inc. Retirement & 401(K) Savings Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241011141117NAL0022905905001) for Roth Bros., Inc. Retirement & 401(K) Savings Plan, reported by Roth Bros., Inc. under EIN 34-0676951 and plan number 001. It reports 288 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241011141117NAL0022905905001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Roth Bros., Inc.
- EIN
- 34-0676951
- Plan number
- 001
- Location
- Youngstown, OH
- Participants
- 288
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $22,025,369
- Total liabilities (EOY)
- $19,801
- Net assets (EOY)
- $22,005,568
- Employer contributions
- $294,206
- Participant contributions
- $783,962
- Total income / additions
- $4,562,898
- Benefits paid
- $3,804,739
- Administrative expenses
- $97,079
- Total expenses
- $3,921,619
- Net increase / (decrease)
- $641,279
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Empower Annuity Insurance Company O | RECORDKEEPER | $36,715 | $0 |
| Huntington National Bank | INVESTMENT ADVISOR | $25,959 | not reported in the loaded dataset |
| Onedigital Investment Advisors LLC | INVESTMENT ADVISOR | $17,768 | not reported in the loaded dataset |
| Empower Advisory Group, LLC | INVESTMENT MGMT | $17,130 | not reported in the loaded dataset |