2023 Form 5500 filing — The Rossi Group 401(K) Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241011142138NAL0022028033001) for The Rossi Group 401(K) Plan, reported by The Rossi Group, LLC under EIN 27-1727530 and plan number 001. It reports 261 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241011142138NAL0022028033001
- Filing year
- 2023
- Form type
- 3
- Plan sponsor
- The Rossi Group, LLC
- EIN
- 27-1727530
- Plan number
- 001
- Location
- Cromwell, CT
- Participants
- 261
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $5,714,855
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $5,714,855
- Employer contributions
- $213,186
- Participant contributions
- $603,573
- Total income / additions
- $1,483,904
- Benefits paid
- $751,020
- Administrative expenses
- $36,837
- Total expenses
- $787,857
- Net increase / (decrease)
- $696,047
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Ubs Financial Services Inc | INVESTMENT ADVISORY | $17,579 | not reported in the loaded dataset |
| Capital Group Retirement Plan | RECORDKEEPER | $16,883 | $0 |
| Pasi, LLC | CONTRACT ADMINISTRATOR | $2,090 | not reported in the loaded dataset |