2023 Form 5500 filing — Carter Funds LLC 401(K) Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241014062952NAL0012935971001) for Carter Funds LLC 401(K) Plan, reported by Carter Funds LLC under EIN 84-2529306 and plan number 001. It reports 330 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241014062952NAL0012935971001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Carter Funds LLC
- EIN
- 84-2529306
- Plan number
- 001
- Location
- Tampa, FL
- Participants
- 330
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $5,972,331
- Total liabilities (EOY)
- $45,557
- Net assets (EOY)
- $5,926,774
- Employer contributions
- $92,357
- Participant contributions
- $1,197,212
- Total income / additions
- $2,295,237
- Benefits paid
- $193,717
- Administrative expenses
- $8,488
- Total expenses
- $247,762
- Net increase / (decrease)
- $2,047,475
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Nationwide | RECORDKEEPER | $46,791 | not reported in the loaded dataset |
| Securian Financial Services | ADVISOR | not reported in the loaded dataset | $16,490 |
| Intac Actuarial Services Inc. | TPA | $9,784 | not reported in the loaded dataset |
| Cetera Advisor Networks LLC | ADVISOR | not reported in the loaded dataset | $7,050 |
| Iron-Co-Fid | ADVISOR | $1,002 | not reported in the loaded dataset |