2023 Form 5500 filing — Lockton, Inc. 401(K) Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241014151903NAL0026542977001) for Lockton, Inc. 401(K) Plan, reported by Lockton, Inc. under EIN 90-0007886 and plan number 002. It reports 8,115 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241014151903NAL0026542977001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Lockton, Inc.
- EIN
- 90-0007886
- Plan number
- 002
- Location
- Kansas City, MO
- Participants
- 8,115
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $1,204,144,442
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $1,204,144,442
- Employer contributions
- $48,725,536
- Participant contributions
- $73,615,475
- Total income / additions
- $310,432,479
- Benefits paid
- $96,274,850
- Administrative expenses
- $630,237
- Total expenses
- $97,176,946
- Net increase / (decrease)
- $213,255,533
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Principal Life Insurance Company | CONTRACT ADMINISTRATOR | $555,160 | $0 |
| Metlife | OTHER SERVICES | $48,585 | not reported in the loaded dataset |
| Creative Planning LLC | INV ADV, PARTICIPANTS | $19,502 | not reported in the loaded dataset |
| Bcwm, LLC. | INV ADV, PARTICIPANTS | $14,395 | not reported in the loaded dataset |
| Mariner LLC | INV ADV, PARTICIPANTS | $13,826 | not reported in the loaded dataset |
| The Etf Store Inc | INV ADV, PARTICIPANTS | $7,292 | not reported in the loaded dataset |
| Securian Financial Services In | INV ADV, PARTICIPANTS | $6,622 | not reported in the loaded dataset |
| Creative Planning, LLC | INV ADV, PARTICIPANTS | $0 | $0 |