2023 Form 5500 filing — Rothschild & Co North America, Inc. 401(K) And Profit Sharing Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241015084339NAL0027856161003) for Rothschild & Co North America, Inc. 401(K) And Profit Sharing Plan, reported by Rothschild & Co. North America Inc. under EIN 13-3438524 and plan number 002. It reports 733 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241015084339NAL0027856161003
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Rothschild & Co. North America Inc.
- EIN
- 13-3438524
- Plan number
- 002
- Location
- New York, NC
- Participants
- 733
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $125,119,960
- Net assets (EOY)
- $125,119,960
- Employer contributions
- $3,657,449
- Participant contributions
- $8,118,100
- Total income / additions
- $32,787,097
- Benefits paid
- $13,450,849
- Administrative expenses
- $130,255
- Total expenses
- $13,581,104
- Net increase / (decrease)
- $19,205,993
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Usi Advisors Inc | NONE | $57,405 | not reported in the loaded dataset |
| Schwab Retirement Plan Services,Inc | NONE | $43,456 | not reported in the loaded dataset |
| Novak Francella LLC | NONE | $25,000 | not reported in the loaded dataset |
| Charles Schwab & Co., Inc. | NONE | $77 | $0 |
| Charles Schwab Trust Bank | NONE | $0 | $0 |