2023 Form 5500 filing — Upa 401(K) Savings Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241015093416NAL0016065779001) for Upa 401(K) Savings Plan, reported by University Physicians Association Inc under EIN 62-1610351 and plan number 001. It reports 1,474 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241015093416NAL0016065779001
- Filing year
- 2023
- Form type
- 3
- Plan sponsor
- University Physicians Association Inc
- EIN
- 62-1610351
- Plan number
- 001
- Location
- Knoxville, TN
- Participants
- 1,474
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $34,367,865
- Total liabilities (EOY)
- $625
- Net assets (EOY)
- $34,367,240
- Employer contributions
- $2,132,004
- Participant contributions
- $2,914,484
- Total income / additions
- $10,571,930
- Benefits paid
- $2,898,312
- Administrative expenses
- $294,489
- Total expenses
- $3,192,801
- Net increase / (decrease)
- $7,379,129
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Pension Financial Services Inc | TPA | $124,993 | $1,795 |
| Truist Advisory Services | PLAN ADVISOR | $76,473 | not reported in the loaded dataset |
| Nationwide | NONE | $66,345 | $9,118 |
| Active Core - Active To Target Date | NONE | $15,297 | not reported in the loaded dataset |
| Brinker Capital Investments | PLAN ADVISOR | $8,378 | $4,189 |
| Nationwide Life Insurance Company | NONE | $3,059 | not reported in the loaded dataset |