2023 Form 5500 filing — Duckhorn Wine Company 401(K) Plan

Plain-English filing summary

According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241015101347NAL0029222225001) for Duckhorn Wine Company 401(K) Plan, reported by Duckhorn Wine Company under EIN 94-2345103 and plan number 001. It reports 704 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).

Form 5500 2 · 2023

Filing snapshot

Net assets (EOY)$71.3MReported net assets$71,341,626
Participants704
Provider compensation$189.1K4 Schedule C row(s)$189,146
Schedules filedSchedule H, Schedule CLoaded schedules
EFAST2 acknowledgement
20241015101347NAL0029222225001
Plan sponsor
Duckhorn Wine Company
EIN
94-2345103
Plan number
001
Location
Saint Helena, CA
Received date
not reported in the loaded dataset
Schedule H · 2023

Reported financial snapshot

Reported figures as filed, in whole dollars. Only fields the filing reports are shown.

Reported balance (end of year)$71.3M total assets
Net assets$71.3MLiabilities$0
Money in vs. money out
Total income / additions$18.8M
Total expenses$9.4M
Benefits paid / distributions$9.2M
Contributions
Employer$5.1M
Participant$3.9M
Full reported line items
Total assets (EOY)
$71,341,626
Total liabilities (EOY)
$0
Net assets (EOY)
$71,341,626
Employer contributions
$5,130,387
Participant contributions
$3,891,505
Total income / additions
$18,832,559
Benefits paid
$9,159,395
Administrative expenses
$215,722
Total expenses
$9,375,117
Net increase / (decrease)
$9,457,442

Reported service provider compensation (Schedule C)

Compensation reported on the 2023 filing
ProviderServiceDirect comp.Indirect comp.
Empower Annuity Insurance Co Of AmeRECORDKEEPER$61,187$0
Creative Planning Holdco LLCINVESTMENT ADVISOR$48,750not reported in the loaded dataset
Entegra Services IncCONTRACT ADMIN$43,409not reported in the loaded dataset
Moss Adams LlpAUDITOR$0$35,800

Related Form 5500 pages