2023 Form 5500 filing — Smith Schafer And Associates, Ltd. 401(K) Plan And Trust
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241015120220NAL0047743680001) for Smith Schafer And Associates, Ltd. 401(K) Plan And Trust, reported by Smith Schafer & Associates, Ltd. under EIN 41-1489071 and plan number 001. It reports 139 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241015120220NAL0047743680001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Smith Schafer & Associates, Ltd.
- EIN
- 41-1489071
- Plan number
- 001
- Location
- Minneapolis, MN
- Participants
- 139
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $26,178,649
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $26,178,649
- Employer contributions
- $843,759
- Participant contributions
- $1,155,999
- Total income / additions
- $5,462,280
- Benefits paid
- $3,024,116
- Administrative expenses
- $65,942
- Total expenses
- $3,090,058
- Net increase / (decrease)
- $2,372,222
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Avantax Retirement Plan Services | N/A | $37,327 | not reported in the loaded dataset |
| Alerus Financial, N.A. | NONE | $20,988 | $0 |
| Mariner, LLC | NONE | $7,627 | not reported in the loaded dataset |