2023 Form 5500 filing — The Santa Lucia Preserve Co. 401(K) Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241015144910NAL0048478048001) for The Santa Lucia Preserve Co. 401(K) Plan, reported by The Santa Lucia Preserve Co. under EIN 26-1261408 and plan number 001. It reports 213 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241015144910NAL0048478048001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- The Santa Lucia Preserve Co.
- EIN
- 26-1261408
- Plan number
- 001
- Location
- Carmel, CA
- Participants
- 213
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $7,833,338
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $7,833,338
- Employer contributions
- $314,514
- Participant contributions
- $544,268
- Total income / additions
- $1,806,562
- Benefits paid
- $1,715,531
- Administrative expenses
- $25,425
- Total expenses
- $1,748,803
- Net increase / (decrease)
- $57,759
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Empower Advisory Group, LLC | INVESTMENT MGMT | $19,939 | not reported in the loaded dataset |
| Empower Annuity Insurance Company O | RECORDKEEPER | $5,476 | $0 |
| Gwfs Equities Inc | OTHER | $10 | not reported in the loaded dataset |
| Gwfs Equities Inc | OTHER INVESTMENT FEES | $0 | $0 |