2023 Form 5500 filing — Succession Capital, Inc. 401(K) Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241015164538NAL0015104771001) for Succession Capital, Inc. 401(K) Plan, reported by Succession Capital, Inc. under EIN 99-0378665 and plan number 001. It reports 564 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241015164538NAL0015104771001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Succession Capital, Inc.
- EIN
- 99-0378665
- Plan number
- 001
- Location
- La Jolla, CA
- Participants
- 564
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $16,592,981
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $16,592,981
- Employer contributions
- $887,451
- Participant contributions
- $1,664,040
- Total income / additions
- $6,304,508
- Benefits paid
- $2,366,296
- Administrative expenses
- $109,931
- Total expenses
- $2,477,053
- Net increase / (decrease)
- $3,827,455
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Principal Life Insurance Company | CONTRACT ADMINISTRATOR | $105,174 | $0 |
| Prudential Insurance Agency LLC | OTHER SERVICES | $0 | $37,306 |
| Pruco Securities, LLC | OTHER SERVICES | $0 | $12,670 |
| Pen Flex Inc | CONTRACT ADMINISTRATOR | $4,770 | $6,247 |
| Wilshire Advisors LLC | INVESTMENT ADVISORY | $0 | $0 |