2023 Form 5500 filing — Equity Settlement Services Inc 401(K) Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241015210851NAL0049798304001) for Equity Settlement Services Inc 401(K) Plan, reported by Equity Settlement Services Inc under EIN 11-3429460 and plan number 001. It reports 218 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241015210851NAL0049798304001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Equity Settlement Services Inc
- EIN
- 11-3429460
- Plan number
- 001
- Location
- Smithtown, NY
- Participants
- 218
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $7,134,682
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $7,134,682
- Participant contributions
- $544,440
- Total income / additions
- $1,553,787
- Benefits paid
- $1,088,602
- Administrative expenses
- $2,304
- Total expenses
- $1,110,576
- Net increase / (decrease)
- $443,211
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Adp, Inc. | RECORD KEEPER | $2,303 | $0 |
| Adp Broker-Dealer | RECORD KEEPER | $0 | $0 |
| Nylife Securities | ADVISOR | $0 | $0 |