2023 Form 5500 filing — The Alliance Of State Retail Associations 401(K) Plan & Trust
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241016070757NAL0030328065001) for The Alliance Of State Retail Associations 401(K) Plan & Trust, reported by Retail Association Of Maine under EIN 01-0165117 and plan number 333. It reports 4,711 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241016070757NAL0030328065001
- Filing year
- 2023
- Form type
- 3
- Plan sponsor
- Retail Association Of Maine
- EIN
- 01-0165117
- Plan number
- 333
- Location
- Augusta, ME
- Participants
- 4,711
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $73,417,855
- Total liabilities (EOY)
- $30,953
- Net assets (EOY)
- $73,386,902
- Employer contributions
- $2,086,158
- Participant contributions
- $6,547,048
- Total income / additions
- $19,322,395
- Benefits paid
- $24,260,818
- Administrative expenses
- $591,040
- Total expenses
- $25,000,181
- Net increase / (decrease)
- -$5,677,786
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Atlas Pension Administrators Inc | NONE | $87,938 | not reported in the loaded dataset |
| Atlas Fiduciary Services | NONE | $45,404 | not reported in the loaded dataset |
| Sagepoint Financial Inc | NONE | $30,499 | not reported in the loaded dataset |
| Cambridge Investment Research | NONE | $19,517 | not reported in the loaded dataset |
| Cambridge Investment Research | NONE | $5,063 | not reported in the loaded dataset |