2023 Form 5500 filing — Brook & Whittle Limited Section 401(K) Profit Sharing Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241216133949NAL0000918691001) for Brook & Whittle Limited Section 401(K) Profit Sharing Plan, reported by Brook & Whittle Limited under EIN 06-1452909 and plan number 001. It reports 1,957 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241216133949NAL0000918691001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Brook & Whittle Limited
- EIN
- 06-1452909
- Plan number
- 001
- Location
- Guilford, CT
- Participants
- 1,957
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $64,337,583
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $64,337,583
- Employer contributions
- $1,193,330
- Participant contributions
- $5,176,303
- Total income / additions
- $15,788,306
- Benefits paid
- $7,056,669
- Administrative expenses
- $388,311
- Total expenses
- $7,662,712
- Net increase / (decrease)
- $8,125,594
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Empower Annuity Ins Co Of America | RECORDKEEPER | $226,177 | $0 |
| Aurora Private Wealth, Inc. | INVESTMENT ADVISOR | $140,540 | not reported in the loaded dataset |
| Brook & Whittle Ltd | TRUSTEE | $83,617 | not reported in the loaded dataset |
| Pension Consultants Inc. | TPA | $66,446 | not reported in the loaded dataset |
| Empower Advisory Group | INVESTMENT MANAGEMENT | $1,204 | not reported in the loaded dataset |