By Appointment Only 401k Plan — Form 5500 plan (By Appointment Only)
Plain-English plan summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, By Appointment Only 401k Plan is a benefit plan reported by By Appointment Only under EIN 04-3462585 and plan number 001. The latest loaded filing year is 2023. The filing reports 195 participants and $10,024,000 in end-of-year plan assets, where available in the loaded dataset.
Key reported metrics
- Plan sponsor
- By Appointment Only
- EIN
- 04-3462585
- Plan number
- 001
- Plan type
- 2
- Location
- Chelmsford, MA
- Latest filing year
- 2023
- Participants
- 195
- End-of-year plan assets
- $10,024,000
Form 5500 filing history
| Filing year | Participants | Schedules | Filing |
|---|---|---|---|
| 2023 | 195 | H, C | 20240820054727NAL0003974160001 |
Reported financial statement (2023 · Schedule H)
Net assets
- Total assets (EOY)
- $10,024,000
- Net assets (EOY)
- $10,024,000
- Net assets (BOY)
- $8,042,037
Income & contributions
- Employer contributions
- $201,477
- Participant contributions
- $769,169
- Total contributions
- $1,019,056
- Total income / additions
- $2,406,142
Expenses & distributions
- Benefits paid
- $408,937
- Administrative expenses
- $15,242
- Total expenses
- $424,179
- Net increase / (decrease)
- $1,981,963
Service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. | Year |
|---|---|---|---|---|
| Cambridge Investment Research | FIDUCIARY ADVISOR | not reported in the loaded dataset | $22,261 | 2023 |
| Aegis Retirement Partners | THIRD PARTY ADMINISTRATOR | not reported in the loaded dataset | $7,721 | 2023 |