Catic Financial, Inc. 401(K) Plan — Form 5500 plan (Catic Fincncial, Inc.)
Plain-English plan summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Catic Financial, Inc. 401(K) Plan is a benefit plan reported by Catic Fincncial, Inc. under EIN 06-0808125 and plan number 002. The latest loaded filing year is 2023. The filing reports 276 participants and $43,481,319 in end-of-year plan assets, where available in the loaded dataset.
Key reported metrics
- Plan sponsor
- Catic Fincncial, Inc.
- EIN
- 06-0808125
- Plan number
- 002
- Plan type
- 2
- Location
- Rocky Hill, CT
- Latest filing year
- 2023
- Participants
- 276
- End-of-year plan assets
- $43,481,319
Form 5500 filing history
| Filing year | Participants | Schedules | Filing |
|---|---|---|---|
| 2023 | 276 | H, C | 20241009144846NAL0033091008001 |
Reported financial statement (2023 · Schedule H)
Net assets
- Total assets (EOY)
- $43,481,319
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $43,481,319
- Net assets (BOY)
- $35,153,311
Income & contributions
- Employer contributions
- $1,013,919
- Participant contributions
- $2,621,943
- Total contributions
- $4,125,249
- Total income / additions
- $10,518,678
Expenses & distributions
- Benefits paid
- $2,158,827
- Administrative expenses
- $31,843
- Total expenses
- $2,190,670
- Net increase / (decrease)
- $8,328,008
Service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. | Year |
|---|---|---|---|---|
| Securities America Inc. | BROKER/ADV | $0 | $38,356 | 2023 |
| Silver Oak Securities, Inc. | BROKER/ADV | $0 | $31,364 | 2023 |
| Empower Advisory Group, LLC | INVESTMENT MANAGEMENT | $23,303 | $0 | 2023 |
| Devlin & Hale Associates, Inc. | CONTRACT ADMINISTRATOR | not reported in the loaded dataset | not reported in the loaded dataset | 2023 |
Related Form 5500 pages
- All Form 5500 plans for Catic Fincncial, Inc.
- 2023 Form 5500 filing
- Form 5500 filings in CT
- 401(k) and benefit plan filings in Rocky Hill, CT
- Securities America Inc. — Schedule C compensation
- Silver Oak Securities, Inc. — Schedule C compensation
- Empower Advisory Group, LLC — Schedule C compensation
- Devlin & Hale Associates, Inc. — Schedule C compensation