Plan5500

Roth & Company, Llp 401(K) Plan — Form 5500 plan (Roth & Company Llp)

Plain-English plan summary

According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Roth & Company, Llp 401(K) Plan is a benefit plan reported by Roth & Company Llp under EIN 11-3360065 and plan number 001. The latest loaded filing year is 2023. The filing reports 189 participants and $10,661,097 in end-of-year plan assets, where available in the loaded dataset.

Key reported metrics

Plan sponsor
Roth & Company Llp
EIN
11-3360065
Plan number
001
Plan type
2
Location
Brooklyn, NY
Latest filing year
2023
Participants
189
End-of-year plan assets
$10,661,097

Form 5500 filing history

Filings loaded for this plan
Filing yearParticipantsSchedulesFiling
2023189H, C20241224111647NAL0020427378001

Reported financial statement (2023 · Schedule H)

Net assets

Total assets (EOY)
$10,661,097
Net assets (EOY)
$10,661,097
Net assets (BOY)
$8,360,824

Income & contributions

Employer contributions
$221,045
Participant contributions
$802,832
Total contributions
$1,023,877
Total income / additions
$2,598,711

Expenses & distributions

Benefits paid
$298,438
Total expenses
$298,438
Net increase / (decrease)
$2,300,273

Service provider compensation (Schedule C)

Reported service provider compensation
ProviderServiceDirect comp.Indirect comp.Year
EquinumADVISOR$26,948not reported in the loaded dataset2023
The Vanguard Group, Inc.RECORDKEEPER$11,798not reported in the loaded dataset2023
IntacTHIRD PARTY ADMIN$1,425not reported in the loaded dataset2023

Related Form 5500 pages