Rubenstein 401(K) Plan — Form 5500 plan (Rubenstein Associates, Inc.)

Plain-English plan summary

According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Rubenstein 401(K) Plan is a benefit plan reported by Rubenstein Associates, Inc. under EIN 13-2540840 and plan number 001. The latest loaded filing year is 2023. The filing reports 235 participants and $36,078,937 in end-of-year plan assets, where available in the loaded dataset.

Key reported metrics

Plan sponsor
Rubenstein Associates, Inc.
EIN
13-2540840
Plan number
001
Plan type
2
Location
New York, NY
Latest filing year
2023
Participants
235
End-of-year plan assets
$36,078,937

Form 5500 filing history

Filings loaded for this plan
Filing yearParticipantsSchedulesFiling
2023235H, C20240924142322NAL0007502563001

Reported financial statement (2023 · Schedule H)

Net assets

Total assets (EOY)
$36,078,937
Total liabilities (EOY)
$0
Net assets (EOY)
$36,078,937
Net assets (BOY)
$32,026,484

Income & contributions

Employer contributions
$312,840
Participant contributions
$1,561,777
Total contributions
$1,877,401
Total income / additions
$6,980,880

Expenses & distributions

Benefits paid
$2,930,298
Administrative expenses
-$1,871
Total expenses
$2,928,427
Net increase / (decrease)
$4,052,453

Service provider compensation (Schedule C)

Reported service provider compensation
ProviderServiceDirect comp.Indirect comp.Year
Royal Alliance Associates IncADVISOR$53,054not reported in the loaded dataset2023
Fidelity Investments InstitutionalRECORDKEEPER-$54,925$02023

Related Form 5500 pages