Pzena Investment Management, LLC 401(K) Plan — Form 5500 plan (Pzena Investment Management, LLC)

Plain-English plan summary

According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Pzena Investment Management, LLC 401(K) Plan is a benefit plan reported by Pzena Investment Management, LLC under EIN 13-3860154 and plan number 001. The latest loaded filing year is 2023. The filing reports 172 participants and $42,775,027 in end-of-year plan assets, where available in the loaded dataset.

Key reported metrics

Plan sponsor
Pzena Investment Management, LLC
EIN
13-3860154
Plan number
001
Plan type
2
Location
New York, NY
Latest filing year
2023
Participants
172
End-of-year plan assets
$42,775,027

Form 5500 filing history

Filings loaded for this plan
Filing yearParticipantsSchedulesFiling
2023172H, C20241003170136NAL0017644400001

Reported financial statement (2023 · Schedule H)

Net assets

Total assets (EOY)
$42,775,027
Total liabilities (EOY)
$0
Net assets (EOY)
$42,775,027
Net assets (BOY)
$32,783,377

Income & contributions

Employer contributions
$1,646,748
Participant contributions
$2,398,342
Total contributions
$4,567,795
Total income / additions
$11,684,666

Expenses & distributions

Benefits paid
$1,611,255
Administrative expenses
$81,761
Total expenses
$1,693,016
Net increase / (decrease)
$9,991,650

Service provider compensation (Schedule C)

Reported service provider compensation
ProviderServiceDirect comp.Indirect comp.Year
Sentinel Pension Advisors Inc.ADVISOR$46,927not reported in the loaded dataset2023
Newport Group, Inc.RECORDKEEPER$34,782$02023

Related Form 5500 pages