Oppenheimer & Co. Inc. 401(K) Plan — Form 5500 plan (Oppenheimer & Co. Inc)

Plain-English plan summary

According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Oppenheimer & Co. Inc. 401(K) Plan is a benefit plan reported by Oppenheimer & Co. Inc under EIN 13-5657518 and plan number 001. The latest loaded filing year is 2023. The filing reports 3,821 participants and $603,016,042 in end-of-year plan assets, where available in the loaded dataset.

Key reported metrics

Plan sponsor
Oppenheimer & Co. Inc
EIN
13-5657518
Plan number
001
Plan type
2
Location
New York, NY
Latest filing year
2023
Participants
3,821
End-of-year plan assets
$603,016,042

Form 5500 filing history

Filings loaded for this plan
Filing yearParticipantsSchedulesFiling
20233,821H, C20240717082335NAL0006372320001

Reported financial statement (2023 · Schedule H)

Net assets

Total assets (EOY)
$603,016,042
Total liabilities (EOY)
$0
Net assets (EOY)
$603,016,042
Net assets (BOY)
$516,771,931

Income & contributions

Employer contributions
$4,257,714
Participant contributions
$32,119,913
Total contributions
$38,466,131
Total income / additions
$122,531,229

Expenses & distributions

Benefits paid
$36,187,170
Administrative expenses
$96,421
Total expenses
$36,287,118
Net increase / (decrease)
$86,244,111

Service provider compensation (Schedule C)

Reported service provider compensation
ProviderServiceDirect comp.Indirect comp.Year
John HancockRETAINED BY CLIENT$48,796$02023
Plante & MoranRETAINED BY CLIENT$47,625not reported in the loaded dataset2023

Related Form 5500 pages