Innovation Associates 401(K) — Form 5500 plan (Innovation Associates, Inc.)

Plain-English plan summary

According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Innovation Associates 401(K) is a benefit plan reported by Innovation Associates, Inc. under EIN 16-1240697 and plan number 001. The latest loaded filing year is 2023. The filing reports 653 participants and $20,997,794 in end-of-year plan assets, where available in the loaded dataset.

Key reported metrics

Plan sponsor
Innovation Associates, Inc.
EIN
16-1240697
Plan number
001
Plan type
2
Location
Johnson City, NY
Latest filing year
2023
Participants
653
End-of-year plan assets
$20,997,794

Form 5500 filing history

Filings loaded for this plan
Filing yearParticipantsSchedulesFiling
2023653H, C20241015093804NAL0047222864001

Reported financial statement (2023 · Schedule H)

Net assets

Total assets (EOY)
$20,997,794
Total liabilities (EOY)
$179
Net assets (EOY)
$20,997,615
Net assets (BOY)
$13,804,939

Income & contributions

Employer contributions
$1,210,144
Participant contributions
$3,588,117
Total contributions
$5,397,208
Total income / additions
$8,644,154

Expenses & distributions

Benefits paid
$1,403,439
Administrative expenses
$47,861
Total expenses
$1,451,478
Net increase / (decrease)
$7,192,676

Service provider compensation (Schedule C)

Reported service provider compensation
ProviderServiceDirect comp.Indirect comp.Year
Resources Investment Advisors, LLCNONE$36,000not reported in the loaded dataset2023
Nbt Bank, N.A.NONE$11,868not reported in the loaded dataset2023
Charles Schwab Trust CompanyNONE$0$5,3602023
Charles Schwab & Co., Inc.NONE$0$02023
Epic Retirement Plan ServicesNONE$0$02023

Related Form 5500 pages