The Lockwood Group, LLC 401k Profit Sharing Plan & Trust — Form 5500 plan (The Lockwood Group, LLC)
Plain-English plan summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, The Lockwood Group, LLC 401k Profit Sharing Plan & Trust is a benefit plan reported by The Lockwood Group, LLC under EIN 20-8025205 and plan number 001. The latest loaded filing year is 2023. The filing reports 419 participants and $34,420,931 in end-of-year plan assets, where available in the loaded dataset.
Form 5500 plan profile · 2023
Key reported metrics
Net assets (EOY)$34.4MPlan net assets, end of year$34,420,931
Participants419Covered participants reported
Assets / participant$82.2KComputed: assets ÷ participants$82,150 (computed)
Provider compensation$4.3K2 Schedule C provider row(s)$4,350
- Plan sponsor
- The Lockwood Group, LLC
- EIN
- 20-8025205
- Plan number
- 001
- Plan type
- 2
- Location
- Stamford, CT
- Latest filing year
- 2023
Form 5500 filing history
| Filing year | Participants | Schedules | Filing |
|---|---|---|---|
| 2023 | 419 | H, C | 20241015062331NAL0028874433001 |
Schedule H · 2023
Reported financial statement
Reported figures as filed, in whole dollars. Only fields the filing reports are shown; others are marked not reported.
Reported balance (end of year)$34.4M total assets
Net assets$34.4MLiabilities$0
Full reported line items
Net assets
- Total assets (EOY)
- $34,420,931
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $34,420,931
- Net assets (BOY)
- $25,027,052
Income & contributions
- Employer contributions
- $1,819,172
- Participant contributions
- $4,344,291
- Total contributions
- $6,768,949
- Total income / additions
- $12,059,165
Expenses & distributions
- Benefits paid
- $2,660,749
- Administrative expenses
- $4,350
- Total expenses
- $2,665,286
- Net increase / (decrease)
- $9,393,879
Computed from reported fields
Reported ratios
Derived only from this plan's own reported figures — comparisons within the filing, not benchmarks, estimates, or national averages.
30%70%
Employer 30%Participant 70%
Total expenses ÷ net assets8%Computed ratio
Benefits paid ÷ total income22%Computed ratio
Provider comp. ÷ net assets0%Computed ratio
Service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. | Year |
|---|---|---|---|---|
| Adp, Inc. | RECORD KEEPER | $4,350 | $0 | 2023 |
| Adp Broker-Dealer | RECORD KEEPER | $0 | $0 | 2023 |