Midcap Financial Services, LLC 401(K) Plan — Form 5500 plan (Midcap Financial Services, LLC)

Plain-English plan summary

According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Midcap Financial Services, LLC 401(K) Plan is a benefit plan reported by Midcap Financial Services, LLC under EIN 26-3242056 and plan number 001. The latest loaded filing year is 2023. The filing reports 312 participants and $50,399,079 in end-of-year plan assets, where available in the loaded dataset.

Form 5500 plan profile · 2023

Key reported metrics

Net assets (EOY)$50.4MPlan net assets, end of year$50,399,079
Participants312Covered participants reported
Assets / participant$161.5KComputed: assets ÷ participants$161,536 (computed)
Provider compensation$67.1K2 Schedule C provider row(s)$67,115
Plan sponsor
Midcap Financial Services, LLC
EIN
26-3242056
Plan number
001
Plan type
2
Location
Bethesda, MD
Latest filing year
2023

Form 5500 filing history

Filings loaded for this plan
Filing yearParticipantsSchedulesFiling
2023312H, C20241009093041NAL0032313376001
Schedule H · 2023

Reported financial statement

Reported figures as filed, in whole dollars. Only fields the filing reports are shown; others are marked not reported.

Reported balance (end of year)$50.4M total assets
Net assets$50.4MLiabilities$0
Money in vs. money out
Total income / additions$14.6M
Total expenses$898.7K
Benefits paid / distributions$831K
Contributions
Employer$1.9M
Participant$4.6M
Full reported line items

Net assets

Total assets (EOY)
$50,399,079
Total liabilities (EOY)
$0
Net assets (EOY)
$50,399,079
Net assets (BOY)
$36,662,123

Income & contributions

Employer contributions
$1,904,204
Participant contributions
$4,605,342
Total contributions
$7,314,697
Total income / additions
$14,635,677

Expenses & distributions

Benefits paid
$830,996
Administrative expenses
$67,116
Total expenses
$898,721
Net increase / (decrease)
$13,736,956

Service provider compensation (Schedule C)

Reported service provider compensation
ProviderServiceDirect comp.Indirect comp.Year
Adp, Inc.RECORD KEEPER$41,710$02023
Securities America Advisors, Inc.INVESTMENT/FINANCIAL ADVI$25,405$02023

Related Form 5500 pages