Home Cowen Inc. Cowen 401(K) Plan Cowen 401(K) Plan — Form 5500 plan (Cowen Inc.) Plain-English plan summary According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Cowen 401(K) Plan is a benefit plan reported by Cowen Inc. under EIN 27-0423711 and plan number 001. The latest loaded filing year is 2023. The filing reports 2,161 participants and $321,879,725 in end-of-year plan assets, where available in the loaded dataset.
Key reported metrics
Plan sponsor Cowen Inc.
EIN 27-0423711
Plan number 001
Plan type 3
Location New York, NY
Latest filing year 2023
Participants 2,161
End-of-year plan assets $321,879,725 Form 5500 filing history Filings loaded for this plan Filing year Participants Schedules Filing 2023 2,161 H, C 20241008074318NAL0009460595001 2023 1,917 H, C 20241016084418NAL0030393825001
Reported financial statement (2023 · Schedule H) Net assets
Total assets (EOY) $0
Total liabilities (EOY) $0
Net assets (EOY) $0
Net assets (BOY) $321,879,725 Income & contributions
Total contributions $0
Total income / additions $0 Expenses & distributions
Benefits paid $0
Administrative expenses $0
Total expenses $0
Net increase / (decrease) $0 Service provider compensation (Schedule C) Reported service provider compensation Provider Service Direct comp. Indirect comp. Year Empower Life & Annuity Insurance RECORDKEEPER $197,464 $0 2023 Morgan Stanley INVESTMENT ADVISOR $103,859 not reported in the loaded dataset 2023 The Paragon Alliance Group LLC CONTRACT ADMIN $37,166 not reported in the loaded dataset 2023
Source: U.S. Department of Labor / EBSA (Form 5500, EFAST2). Latest loaded filing year on this page: 2023. Figures reflect what plan sponsors reported on public Form 5500 filings and may contain reporting errors or omissions. This page is informational and is not investment, legal, or tax advice. Plan5500 is not affiliated with DOL, EBSA, IRS, or PBGC.
Methodology · Data sources