Caterpillar Inc. Investment Trust — Form 5500 plan (Caterpillar Inc.)
Plain-English plan summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Caterpillar Inc. Investment Trust is a benefit plan reported by Caterpillar Inc. under EIN 32-0229540 and plan number 032. The latest loaded filing year is 2023. The filing reports not reported in the loaded dataset participants and $16,375,132,834 in end-of-year plan assets, where available in the loaded dataset.
Key reported metrics
- Plan sponsor
- Caterpillar Inc.
- EIN
- 32-0229540
- Plan number
- 032
- Plan type
- 4
- Location
- Irving, TX
- Latest filing year
- 2023
- Participants
- not reported in the loaded dataset
- End-of-year plan assets
- $16,375,132,834
Form 5500 filing history
| Filing year | Participants | Schedules | Filing |
|---|---|---|---|
| 2023 | not reported in the loaded dataset | H, C | 20240730194336NAL0021566561001 |
Reported financial statement (2023 · Schedule H)
Net assets
- Total assets (EOY)
- $16,375,132,834
- Total liabilities (EOY)
- $165,395,150
- Net assets (EOY)
- $16,209,737,684
- Net assets (BOY)
- $13,616,223,310
Income & contributions
- Total contributions
- $0
- Total income / additions
- $2,583,418,811
Expenses & distributions
- Benefits paid
- $0
- Administrative expenses
- $13,110,918
- Total expenses
- $13,110,918
- Net increase / (decrease)
- $2,570,307,893
Service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. | Year |
|---|---|---|---|---|
| Jp Morgan Investment Management Inc | NONE | $2,563,195 | not reported in the loaded dataset | 2023 |
| Northern Trust Company | TRUSTEE | $1,355,017 | $0 | 2023 |
| Pzena Investment Management | NONE | $1,060,800 | not reported in the loaded dataset | 2023 |
| Arrowstreet Capital Lp | NONE | $1,012,723 | not reported in the loaded dataset | 2023 |
| Man Numeric Investors | NONE | $858,843 | $0 | 2023 |
| Jacobs Levy Equity Management | NONE | $853,084 | not reported in the loaded dataset | 2023 |
| Neuberger Berman LLC | NONE | $823,805 | $0 | 2023 |
| Western Asset Management Company | NONE | $705,071 | not reported in the loaded dataset | 2023 |
| Dodge And Cox | NONE | $613,233 | $0 | 2023 |
| William Blair & Co. | NONE | $460,978 | $0 | 2023 |
| State Street Global Advisors Trust | NONE | $450,000 | not reported in the loaded dataset | 2023 |
| Mar Vista Investment Partners | NONE | $372,832 | $0 | 2023 |
| Jackson Square Partners LLC | NONE | $360,015 | $0 | 2023 |
| Copeland Capital Management, LLC | NONE | $348,253 | not reported in the loaded dataset | 2023 |
| Brandywine Global Inv Management | NONE | $255,023 | $0 | 2023 |
| Dci, LLC | NONE | $242,570 | not reported in the loaded dataset | 2023 |
| Ddj Capital Management LLC | NONE | $216,198 | not reported in the loaded dataset | 2023 |
| Babson Capital Management LLC | NONE | $210,388 | not reported in the loaded dataset | 2023 |
| Ceredex Value Advisors | NONE | $192,782 | $0 | 2023 |
| Pathway Capital Management | NONE | $6,107 | $0 | 2023 |
Related Form 5500 pages
- All Form 5500 plans for Caterpillar Inc.
- 2023 Form 5500 filing
- Form 5500 filings in TX
- 401(k) and benefit plan filings in Irving, TX
- Jp Morgan Investment Management Inc — Schedule C compensation
- Northern Trust Company — Schedule C compensation
- Pzena Investment Management — Schedule C compensation
- Arrowstreet Capital Lp — Schedule C compensation
- Man Numeric Investors — Schedule C compensation
- Jacobs Levy Equity Management — Schedule C compensation
- Neuberger Berman LLC — Schedule C compensation
- Western Asset Management Company — Schedule C compensation
- Dodge And Cox — Schedule C compensation
- William Blair & Co. — Schedule C compensation
- State Street Global Advisors Trust — Schedule C compensation
- Mar Vista Investment Partners — Schedule C compensation
- Jackson Square Partners LLC — Schedule C compensation
- Copeland Capital Management, LLC — Schedule C compensation
- Brandywine Global Inv Management — Schedule C compensation
- Dci, LLC — Schedule C compensation
- Ddj Capital Management LLC — Schedule C compensation
- Babson Capital Management LLC — Schedule C compensation
- Ceredex Value Advisors — Schedule C compensation
- Pathway Capital Management — Schedule C compensation