Dauby O'Connor & Zaleski, LLC Retirement Plan — Form 5500 plan (Dauby O'Connor & Zaleski, LLC)
Plain-English plan summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Dauby O'Connor & Zaleski, LLC Retirement Plan is a benefit plan reported by Dauby O'Connor & Zaleski, LLC under EIN 35-1750664 and plan number 001. The latest loaded filing year is 2023. The filing reports 321 participants and $27,923,331 in end-of-year plan assets, where available in the loaded dataset.
Form 5500 plan profile · 2023
Key reported metrics
Net assets (EOY)$27.9MPlan net assets, end of year$27,923,331
Participants321Covered participants reported
Assets / participant$87KComputed: assets ÷ participants$86,989 (computed)
Provider compensation$93.5K3 Schedule C provider row(s)$93,549
- Plan sponsor
- Dauby O'Connor & Zaleski, LLC
- EIN
- 35-1750664
- Plan number
- 001
- Plan type
- 2
- Location
- Carmel, IN
- Latest filing year
- 2023
Form 5500 filing history
| Filing year | Participants | Schedules | Filing |
|---|---|---|---|
| 2023 | 321 | H, C | 20240926140925NAL0000478787001 |
Schedule H · 2023
Reported financial statement
Reported figures as filed, in whole dollars. Only fields the filing reports are shown; others are marked not reported.
Reported balance (end of year)$27.9M total assets
Net assets$27.9MLiabilities$0
Full reported line items
Net assets
- Total assets (EOY)
- $27,923,331
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $27,923,331
- Net assets (BOY)
- $22,614,307
Income & contributions
- Employer contributions
- $759,079
- Participant contributions
- $2,246,335
- Total contributions
- $3,032,131
- Total income / additions
- $7,439,470
Expenses & distributions
- Benefits paid
- $2,078,848
- Administrative expenses
- $51,598
- Total expenses
- $2,130,446
- Net increase / (decrease)
- $5,309,024
Computed from reported fields
Reported ratios
Derived only from this plan's own reported figures — comparisons within the filing, not benchmarks, estimates, or national averages.
25%75%
Employer 25%Participant 75%
Total expenses ÷ net assets8%Computed ratio
Benefits paid ÷ total income28%Computed ratio
Provider comp. ÷ net assets0%Computed ratio
Service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. | Year |
|---|---|---|---|---|
| Woodbury Financial Services Inc | BROKER/ADVISER | $0 | $41,952 | 2023 |
| Empower Annuity Insurance Company O | RECORDKEEPER | $40,856 | $0 | 2023 |
| Empower Advisory Group, LLC | INVESTMENT MGMT | $10,741 | not reported in the loaded dataset | 2023 |
Related Form 5500 pages
- All Form 5500 plans for Dauby O'Connor & Zaleski, LLC
- 2023 Form 5500 filing
- Form 5500 filings in IN
- 401(k) and benefit plan filings in Carmel, IN
- Woodbury Financial Services Inc — Schedule C compensation
- Empower Annuity Insurance Company O — Schedule C compensation
- Empower Advisory Group, LLC — Schedule C compensation