Plan5500

Aai Associates, Inc. 401(K) Plan — Form 5500 plan (Aai Associates, Inc.)

Plain-English plan summary

According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Aai Associates, Inc. 401(K) Plan is a benefit plan reported by Aai Associates, Inc. under EIN 35-2442153 and plan number 001. The latest loaded filing year is 2023. The filing reports 147 participants and $9,806,744 in end-of-year plan assets, where available in the loaded dataset.

Key reported metrics

Plan sponsor
Aai Associates, Inc.
EIN
35-2442153
Plan number
001
Plan type
2
Location
New York, NY
Latest filing year
2023
Participants
147
End-of-year plan assets
$9,806,744

Form 5500 filing history

Filings loaded for this plan
Filing yearParticipantsSchedulesFiling
2023147H, C20240620111335NAL0002500194001

Reported financial statement (2023 · Schedule H)

Net assets

Total assets (EOY)
$9,806,744
Total liabilities (EOY)
$29,173
Net assets (EOY)
$9,777,571
Net assets (BOY)
$7,292,206

Income & contributions

Employer contributions
$328,951
Participant contributions
$955,257
Total contributions
$1,364,704
Total income / additions
$2,848,621

Expenses & distributions

Benefits paid
$269,953
Administrative expenses
$93,303
Total expenses
$363,256
Net increase / (decrease)
$2,485,365

Service provider compensation (Schedule C)

Reported service provider compensation
ProviderServiceDirect comp.Indirect comp.Year
Cetera Advisors LLCSERVICE PROVIDER$42,409not reported in the loaded dataset2023
NationwideSERVICE PROVIDER$37,818$02023
Nationwide Life Insurance ComSERVICE PROVIDER$4,361$2,6642023
Iron-Co-Fid-TraditionalSERVICE PROVIDER$6,787not reported in the loaded dataset2023
Associated Pension Consultants, IncSERVICE PROVIDER$4,596not reported in the loaded dataset2023

Related Form 5500 pages