Upstream 401(K) Plan — Form 5500 plan (Upstream Usa, Inc.)
Plain-English plan summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Upstream 401(K) Plan is a benefit plan reported by Upstream Usa, Inc. under EIN 35-2581424 and plan number 001. The latest loaded filing year is 2023. The filing reports 246 participants and $13,096,236 in end-of-year plan assets, where available in the loaded dataset.
Key reported metrics
- Plan sponsor
- Upstream Usa, Inc.
- EIN
- 35-2581424
- Plan number
- 001
- Plan type
- 2
- Location
- Boston, MA
- Latest filing year
- 2023
- Participants
- 246
- End-of-year plan assets
- $13,096,236
Form 5500 filing history
| Filing year | Participants | Schedules | Filing |
|---|---|---|---|
| 2023 | 246 | H, C | 20240904104445NAL0043705234001 |
Reported financial statement (2023 · Schedule H)
Net assets
- Total assets (EOY)
- $13,096,236
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $13,096,236
- Net assets (BOY)
- $7,950,252
Income & contributions
- Employer contributions
- $973,899
- Participant contributions
- $1,746,562
- Total contributions
- $3,663,184
- Total income / additions
- $5,557,866
Expenses & distributions
- Benefits paid
- $369,202
- Administrative expenses
- $42,621
- Total expenses
- $411,882
- Net increase / (decrease)
- $5,145,984
Service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. | Year |
|---|---|---|---|---|
| Alliant Insurance Services Inc Dba | INVESTMENT ADVISOR | $23,108 | not reported in the loaded dataset | 2023 |
| Empower Annuity Insurance Company | RECORDKEEPER | $18,362 | $0 | 2023 |
| Empower Advisory Group, LLC | INVESTMENT MGMT | $1,151 | not reported in the loaded dataset | 2023 |
Related Form 5500 pages
- All Form 5500 plans for Upstream Usa, Inc.
- 2023 Form 5500 filing
- Form 5500 filings in MA
- 401(k) and benefit plan filings in Boston, MA
- Alliant Insurance Services Inc Dba — Schedule C compensation
- Empower Annuity Insurance Company — Schedule C compensation
- Empower Advisory Group, LLC — Schedule C compensation